The legacy of USA Mutuals is, and will continue to be, rooted in the satisfaction of the thousands of investors we’ve had the privilege to serve. Their expectations are our expectations. Their success is our success. Yes, it can, and should be, that simple.
Mr. Loukas joined the Advisor in 2016 and brings over 20 years of industry experience to his role as the President of both USA Mutuals and USA Mutuals Advisors, Inc. In this capacity, he is directly responsible for executing the company’s strategic vision on a day to day basis. Previous to USAM, he was a founding Principal and CEO of WaveFront Capital Management in San Francisco, an institutional investment advisor that specializes in Emerging Markets and China. Over the course of his career, Michael has held similar leadership roles at several other alternative investment firms including Evolution Realty Capital, Thompson National Properties, the Kelmoore Investment Company and Security Benefit. Mr. Loukas began his career with Morgan Stanley Dean Witter and also worked as an institutional equity salesman for CIBC Oppenheimer prior to moving into the registered investment company space.
Michael serves on the board of directors of Zodiac Spirits and received a Bachelor of Arts in Government & International Politics with a minor in Economics from Bowdoin College.
Mrs. Fletcher joined the firm in 2017 and oversees the firm’s operations and logistics, including all initiatives related to the registration, administration, distribution and custody of our Funds. Prior to joining USA Mutuals, Jordan served in several operational and service capacities at US Bancorp Fund Services, our fund administration partner, most recently as the primary Relationship Manager for USA Mutuals. Her vast industry knowledge and in-depth experience working with both open-end and closed-end funds brings top-tier operational capabilities to our firm. Mrs. Fletcher holds a BS in Business Administration from Missouri Western State University.
Ms. Swanson has served as the Chief Compliance Officer for USA Mutuals Advisors, Inc. and for the USA Mutuals Funds since 2017. She is responsible for overseeing the compliance programs for the Adviser and the Funds. She also serves as a Director for Alaric Compliance Services, a compliance consulting firm headquartered in New York, NY. Ms. Swanson has extensive experience with the Investment Advisers and Investment Company Act of 1940.
Prior to working with USA Mutuals, Ms. Swanson held a number of senior legal and compliance positions including: Vice President and Chief Compliance Officer at Schwab/Thomas Partners Investment Management, a privately held adviser; Senior Vice President/ Chief Compliance Officer at Aletheia Research and Management, Inc., a large cap equity growth manager with value and global equity products; General Counsel/Chief Compliance Officer for Transamerica Investment Management, LLC (“TIM”); where she served as CCO for the firm’s mutual funds and managed the legal and compliance department for the registered investment advisor of an institutional asset manager of equity and fixed income products with approximately $16 Billion in AUM. Ms. Swanson received her Juris Doctor, Dean’s List, from Suffolk University School of Law; Boston, MA and holds a Bachelor of Arts, cum laude from the University of Massachusetts, Amherst, MA. She is a member of the Massachusetts Bar.
The relationship between expectations and results
“The commitment to creating an environment in which the company’s goals and expectations are truly aligned with our investors will represent the backbone of each strategic decision and the theme of each business day.”
We aim to clearly define the fundamental expectations of each of our strategies in various types of market cycles. Transparent and accurate expectations evolve into predictable risk management tools, and predictable risk management tools are the foundation of our portfolio construction philosophy.