DISCLAIMERS & DISCLOSURES - USA Mutuals

USA MUTUALS ADVISORS, INC.

The legacy of USA Mutuals is, and will continue to be, rooted in the satisfaction of the thousands of investors we’ve had the privilege to serve. Their expectations are our expectations. Their success is our success. Yes, it can, and should be, that simple
Our simple mandate: Create an environment in which the company’s goals and expectations are truly aligned with our investors.
 

DISCLAIMERS & DISCLOSURES

Frequently Asked Questions

Please contact us at 1-800-MUTUALS if you should have any questions

USA MUTUALS DISCLAIMER

The USA MUTUALS Funds are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this website should be considered a solicitation to buy or an offer to sell shares of any USA MUTUALS Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. Please refer to the prospectus for important information about the investment company including objectives, risks, charges, and expenses. Read and consider it carefully before investing. You may also obtain a hard copy of the prospectus by calling 866.264.8783.

Mutual fund investing involves risk; principal loss is possible. The risks associated with an investment in a Fund can increase during times of significant market volatility. Remember, in addition to possibly not achieving your investment goals, you could lose all or a portion of your investment in the Fund over long or even short periods of time. Certain stocks selected for a Fund’s portfolio may decline in value more than the overall stock market. Investments are subject to market risk, which may cause the value of the Fund’s investment to decline. Common stocks are susceptible to general stock market fluctuations and to volatile increases and decreases in value as market confidence in and perceptions of their issuers change. Investment strategies employed for a Fund may not result in an increase in the value of your investment or in overall performance equal to other investments. The Funds may use leverage, invest in derivatives and sell securities short. Leveraging may exaggerate the effect on net asset value of any increase or decrease in the market value of a Fund’s portfolio. Investing in derivatives may subject the Fund to losses if the derivatives do not perform as expected. Short sales involve selling a security that a Fund borrows and does not own. Short sales carry significant risk, including the risk of loss if the value of a security sold short increases prior to the scheduled delivery date, since a Fund must pay more for the security than it has received from the purchaser in the short sale. Futures contracts are subject to the same risks as the underlying investments that they represent, but also may involve risks different from, and possibly greater than, the risks associated with investing directly in the underlying investments. The Funds may invest in foreign securities which involve greater volatility and political, economic and currency risks and differences in accounting methods. This risk increases with emerging markets. Small and mid-size companies involve additional risks such as limited liquidity and greater volatility.

The USA Mutuals Funds are distributed by Northern Lights Distributors, LLC.

Past performance does not guarantee future results.

USA MUTUALS DISCLOSURES

SOCIAL MEDIA
The LinkedIn and Facebook accounts are maintained by USA Mutuals Advisors, Inc. (“USA Mutuals”). The information posted to these accounts by USA Mutuals represents their views as of the date of posting and are subject to change without notice. All posts are for informational purposes only and should not be considered as investment advice or a recommendation of any particular security, strategy or investment product.

The USA Mutuals’ funds (the “Funds”) are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any of the Funds in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. Please refer to the prospectus for important information about the investment company including objectives, risks, charges and expenses. Read and consider it carefully before investing. You may also obtain a hardcopy of the prospectus by calling 866.264.8783.

Investors should carefully consider investment objectives, risks, charges, and expenses before investing. This and other information can be found in the prospectus. Investors should read them carefully before investing.

DISTRIBUTOR
The USA Mutuals Funds are distributed by Northern Lights Distributors, LLC.

INAPPROPRIATE OR OFFENSIVE CONTENT
USA Mutuals retains sole discretionary rights relating to the content posted on its Twitter or LinkedIn accounts and reserves the sole right to review, edit and/or delete comments or content for any reason including, but not limited, to the following:

Abusive or hurtful comments about other individuals in the online community or deliberately inflammatory remarks about the Funds, its staff, or affiliates. Off-topic comments which includes promotion of events, groups, pages, Web sites, organizations and programs not related to or affiliated with USA Mutuals or the Fund. Comments that use inappropriate or derogatory language including but not limited to any comments regarding a protected class.Personal attacks or defamatory statements or comments that seek to offend rather than address the topic being discussed or contribute to the general conversation/community. Comments that are deemed to be in violation of USA Mutuals or an affiliate’s code of ethics, privacy policy or any other privacy laws. Comments that violate any federal or state law or regulation.

COPYRIGHT/TRADEMARK
The entire contents of this web site, including images, text and “look and feel” attributes, are copyright ©2017 by USA Mutuals Advisors, Inc. All rights reserved. If the viewer downloads or prints a hard copy of the individual pages and/or sections of the Web site, the viewer agrees not to remove any copyright or other proprietary notices. Any downloading or otherwise copying from this web site will not transfer title to any software or material to anyone. The viewer may not reproduce (in whole or in part), transmit (by electronic means or otherwise), modify, link info or use for any public or commercial purpose this web site without the prior written permission of USA Mutuals.

LINKS
Some pages on this site may contain information maintained by third parties. Although the information is believed to be reliable, USA Mutuals does not guarantee the timeliness, accuracy or suitability of such information in any way and anyone who acts on the information does so entirely at his or her own risk. USA Mutuals is not responsible for the content of any links to off-site third-party pages, nor is it responsible for any websites that may contain links to this site. Any such website will not have been reviewed by USA Mutuals, who shall not be liable for any loss or damage arising from your reliance upon information therein. Following links to any off-site pages or other websites shall be entirely at your own risk.

COMPLAINTS
You should not submit investment-related complaints through Twitter or LinkedIn. Complaints should be sent to directly to USA Mutuals at fundinfo@usamutuals.com.

DATA, INFORMATION, AND CONTENT
The data, information, and content (“Materials”) on this site are for informative, educational, and noncommercial purposes only. You should not construe any information or other content available through this site as investment, accounting, legal or tax advice. You alone will bear the sole responsibility of evaluating the merits and risks associated with the use of any Materials on this site before making any decisions based on such Materials. In exchange for using such materials, to the extent permitted by applicable law, you agree not to hold USA Mutuals or its third-party information providers liable for any possible claim for damages arising from any decision you make based on the Materials made available to you through this site. By providing access to other websites, if any, USA Mutuals is recommending the purchase or sale of the securities issued by any company, nor are they endorsing services provided by any website’s sponsoring organization.

EMAIL
Investors should carefully consider investment objectives, risks, charges, and expenses before investing. This and other information can be found in the prospectus. Investors should read them carefully before investing.

USA Mutuals does not accept orders for transactions or other similar instructions by means of e-mail. If you wish to deliver such instructions please contact us at 1-866-264-8783.

DISCLAIMER AND CONFIDENTIALITY
This e-mail is intended only for the person or entity to which it is addressed and may contain information that is privileged, confidential or otherwise protected from disclosure. Dissemination, distribution or copying of this e-mail or the information herein by anyone other than the intended recipient, or an employee or agent responsible for delivering the message to the intended recipient, is prohibited. If you have received this e-mail in error, please destroy the original message and all copies.

DATA, INFORMATION, AND CONTENT
The data, information, and content (“Materials”) within the e-mail are for informative, educational, and noncommercial purposes only. You should not construe any information or other content available through this e-mail as investment, accounting, legal or tax advice. You alone will bear the sole responsibility of evaluating the merits and risks associated with the use of any Materials within this e-mail before making any decisions based on such Materials. In exchange for using such materials, to the extent permitted by applicable law, you agree not to hold USA Mutuals or its third-party information providers liable for any possible claim for damages arising from any decision you make based on the Materials made available to you. By providing access to other websites, if any, USA Mutuals is recommending the purchase or sale of the securities issued by any company, nor are they endorsing services provided by any website’s sponsoring organization.

DISTRIBUTOR
The USA Mutuals Funds are distributed by Northern Lights Distributors, LLC.